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Jim Raper

During his 30 years of experience, Jim has developed a refined understanding of the operational and financial attributes of successful companies. Jim relies on his expert knowledge about the regulatory environment to help guide both WealthForge and our clients through the complexities of raising capital.

2 min read

Unlocking New Potential:  Switching from 506b to 506c Mid-Raise

When it comes to raising capital, companies have options. The most common in terms of both volume and investors is a private placement utilizing the...

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4 min read

Top 5 Advantages of Rule 506(c)

When Title II of the Jump Start our Business Startups (JOBS) Act took effect in September 2013, Rule 506 of Regulation D was split into 2 distinct...

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Can Reg A Be Used for a Syndicated Offering?

3 min read

Can the Regulation A Exemption Be Used for a Syndicated Offering?

The JOBS Act of 2012 created and revised methods for small and emerging companies to raise capital. Regulation A (Reg A), one of the available...

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Advertising Pitfalls

5 min read

Advertising Pitfalls Every Alts Sponsor Should Know About

I’m the compliance guy at a managing broker-dealer focused on alternative investments. In my tenure, our firm has reviewed about 2,000 offerings,...

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