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More than just compliance.

We provide a technology-forward, consultative approach for alternative investment sponsors.

 

Is your managing broker-dealer helping you grow?

In addition to standard services like regulatory filings, offering diligence, and commission payments, our dedicated team of alts experts offer sponsors and syndicate members advice, technology tools, and network connections to help you scale your business.

While other broker-dealers may support alts as part of what they do, WealthForge lives and breathes alternative investments. We have nearly a decade of experience with thousands of diligenced offerings and billions of dollars transacted.

MBD-process

 



As your managing broker-dealer, we provide:

Electronic subscription processing for your distribution partners with Altigo check-small
Supervision of production compensated wholesalers and national accounts personnel by dedicated staff

 

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Escrow agent services for the offering at no additional cost or delay in closings check-small
Offering diligence and advertising review to ensure compliance check-small
Syndicate administration utilizing selling agreements and member diligence check-small

 

Subscription package review to ensure in-good-order status check-small
Transaction activity dashboard to provide sponsor visibility for subscriptions/investments in progress

 

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Paperless subscription documents sent to the transfer agent or custodian for every accepted investor resulting in potential cost savings check-small
Commission payments made as soon as 48 hours after trade approval check-small
Creation and submission of regulatory filings check-small

 

 

Still unsure if it makes sense to outsource?

For most sponsors, partnering with an external broker-dealer is a more cost effective and efficient way to comply with regulatory requirements and manage syndicate administration.

Key reasons to outsource to a managing broker-dealer:

  • Broker-dealer services are not your core business
  • Reduce exposure to regulatory risk
  • Reduce operational overhead
  • Receive regulatory supervision for national accounts and wholesale team

Learn more about the benefits of outsourcing in this e-guide.

Download E-guide

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Get in touch.

A member of our team will be happy to answer any questions you may have.