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Insights

The latest news and alts industry thought leadership from WealthForge.

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2 min read

Reszi Selects WealthForge As Managing Broker-Dealer

*This press release is written by the Reszi team and contains portions of the original release. Dallas, Texas, October 1, 2023: Texas-based...

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2 min read

Unlocking New Potential:  Switching from 506b to 506c Mid-Raise

When it comes to raising capital, companies have options. The most common in terms of both volume and investors is a private placement utilizing the...

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Go the extra mile

2 min read

Does Your Managing Broker-Dealer Go the Extra Mile?

Regulations within the alternative investment industry constantly evolve. With its dynamic nature, it can prove difficult for financial advisors and...

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4 min read

Top 5 Advantages of Rule 506(c)

When Title II of the Jump Start our Business Startups (JOBS) Act took effect in September 2013, Rule 506 of Regulation D was split into 2 distinct...

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Can Reg A Be Used for a Syndicated Offering?

3 min read

Can the Regulation A Exemption Be Used for a Syndicated Offering?

The JOBS Act of 2012 created and revised methods for small and emerging companies to raise capital. Regulation A (Reg A), one of the available...

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1 min read

Legion Capital Selects WealthForge As Managing Broker-Dealer

Legion Capital, a specialized real estate development lender, has chosen WealthForge as its new managing broker-dealer. Legion will benefit from...

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Advertising Pitfalls

5 min read

Advertising Pitfalls Every Alts Sponsor Should Know About

I’m the compliance guy at a managing broker-dealer focused on alternative investments. In my tenure, our firm has reviewed about 2,000 offerings,...

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UPREITs - Sponsors and advisors take a closer look

4 min read

UPREITs: Why Sponsors And Advisors Are Taking A Closer Look

As rising interest rates spur swings in property prices, banks tighten up on lending, and real estate investments face fundraising headwinds,...

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2 min read

What's a 'Tech-Enabled' Broker-Dealer?

At WealthForge, we often refer to ourselves as a “technology-enabled broker-dealer”. But what does that mean exactly?

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2 min read

How Firms Can Keep on Track with Reg BI

The broker-dealer standard of conduct has swiftly evolved in recent years, with regulators moving beyond mere “suitability” obligations in favor of a...

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