Our technology platform automates the subscription process, delivers regulatory compliance and helps make marketplace connections between issuers and advisors.
Standard paper subscription processing is time-consuming and error-prone. The future of investment processing is subscription automation:
» Subscriptions can be completed in as little as 5 minutes.
» Reduces NIGO errors by up to 93%.*
» Docusign agreements, pre-populated with investors' information, sent directly to investors' inboxes.
*Estimated internal research figure. Past results not a guarantee of future performance.
An issuer cannot sell a security the same way it sells its products or services. Securities sales are heavily regulated—and one misstep can cost you. Working with a broker-dealer helps ensure:
» Offerings are in compliance with the SEC, FINRA, and state regulators.
» Investors are verified and checked for suitability.
» Build your own dedicated securities distribution team.
Use of technology and inclusion of alternatives are two factors that can help differentiate advisors from competition. Wealthforge enables advisors to:
» Browse a marketplace of pre-vetted alternative investments.
» Save time with auto-filled client account information and online signatures for signatory document execution.
» Opportunity to diversify investors' portfolios.*
*Private security and Regulation A transactions involve a high degree of risk and are not suitable for all investors. They are illiquid, may have a long hold period, and may result in the loss of invested principal. Diversification does not protect against loss or guarantee profits.