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Is your Managing Broker-Dealer helping you grow?

We provide more than just compliance services.

We’ve re-imagined the managing broker-dealer role as a value-added service, instead of just a necessary compliance hurdle. In addition to standard services like regulatory filings, offering diligence, and commission payments, WealthForge offers clients advice, technology tools, and network connections to help you scale your business.

While other broker-dealers may support alts as part of what they do, WealthForge lives and breathes alternative investments. We have nearly a decade of experience with thousands of diligenced offerings and billions of dollars transacted. Our services are enhanced by Altigo, WealthForge’s electronic trade processing technology.

 

 

As your managing broker-dealer, you'll get:

Electronic trade processing for your distribution partnersCheck

Administration of your syndicate through selling agreementsCheck

Offering diligence and advertising review to ensure complianceCheck

Objective investor suitability determinationsCheck

Subscription package review to ensure in-good-order statusCheck

Flow-of-funds administration and AML requirementsCheck

Commission payments made as soon as 48 hours after trade approvalCheck

Creation and submission of regulatory filingsCheck

Visibility into investments in progress via the Transaction Activity DashboardCheck


ENHANCE YOUR
OFFERINGS

WealthForge’s team of 35 alts experts provide advice on how to structure your offerings to make them as attractive as possible to distribution.


BUILD YOUR
REPUTATION

With Altigo you can provide distribution partners with tech tools that facilitate transactions and make it easier to do business with you.


EXPAND YOUR
DISTRIBUTION

We have syndication agreements with over 100 wealth management firms, and can create network connections to RIAs through Altigo Marketplace.



NIGO Error Rates

Order Entry Time

Investment Cycle Time

Commission Payment Turnaround

WITHOUT ALTIGO


30%

2 hours

20 days

4 billing cycles

WITH ALTIGO


5% or less

20 minutes

2 days

Next billing cycle*

"Partnering with WealthForge as our managing broker-dealer has allowed us to expand our reach and simplify our back-office, enabling us to focus on business development."

 

Team-Louis-Rogers-round

- Louis Rogers, Founder and CEO
   Capital Square 1031**



*Stats above are based on internal estimates. NIGO errors defined as mistakes in the paperwork that require correction.
**Testimonials reflect these clients' historical experiences with WealthForge's technology and regulatory compliance services and may not be representative of the experiences of all clients or with other services. 
Testimonials are not a guarantee of future performance or success.

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Contact us and a member of our sales team will be in touch to answer your questions and walk you through our solutions.

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WealthForge Holdings, Inc. is a diversified financial services company focused on providing alternative securities transaction solutions to our customers. WealthForge Holdings, Inc. includes subsidiaries that specialize in providing technology solutions and facilitating alternative securities transactions. WealthForge Holdings, Inc. is the parent company of WealthForge Securities, LLC and WealthForge Technologies, LLC. WealthForge Holdings, Inc.; WealthForge Securities, LLC; and WealthForge Technologies, LLC are separate but affiliated companies. All securities and investment products are offered by WealthForge Securities, LLC, a registered broker-dealer with FINRA and member of SIPC. Check the background of this firm on FINRA's BrokerCheck.