1,400+
offerings diligenced
$4.4B
volume closed
27K
investments processed
16
MBD clients
18
employees in broker-dealer
>170
syndicate members
We’ve re-imagined the managing broker-dealer role as a value-added service, instead of just a necessary compliance hurdle. In addition to standard services like regulatory filings, offering diligence, and commission payments, WealthForge offers sponsors and syndicate members advice, technology tools, and network connections to help you scale your business.
While other broker-dealers may support alts as part of what they do, WealthForge lives and breathes alternative investments. We have nearly a decade of experience with thousands of diligenced offerings and billions of dollars transacted. Our services are enhanced by Altigo, WealthForge’s electronic investment processing technology.
Electronic subscription processing for your distribution partners with Altigo
Supervision of production compensated wholesalers and
national accounts personnel by dedicated staff
Escrow agent services for the offering at no additional cost or delay in closings
Offering diligence and advertising review to ensure compliance
Syndicate administration utilizing selling agreements and member diligence
Subscription package review to ensure in-good-order status
Transaction activity dashboard to provide sponsor visibility for subscriptions/investments in progress
Paperless subscription documents sent to the transfer agent or custodian for
every accepted investor resulting in potential cost savings
Commission payments made as soon as 48 hours after trade approval
Creation and submission of regulatory filings
WealthForge’s team of alts experts provide advice on how to structure your offerings to make them as attractive as possible to distribution.
With Altigo you can provide distribution partners with tech tools that facilitate transactions and make it easier to do business with you.
We have syndication agreements with over 100 wealth management firms, and can create network connections to RIAs through Altigo Marketplace.
NIGO Error Rates
Order Entry Time
Investment Cycle Time
Commission Payment Turnaround
30%
2 hours
20 days
4 billing cycles
5% or less
20 minutes
2 days
Next billing cycle*
- Louis Rogers, Founder and CEO
Capital Square 1031**
*Stats above are based on internal estimates. NIGO errors defined as mistakes in the paperwork that require correction.
**Testimonials reflect these clients' historical experiences with WealthForge's technology and regulatory compliance services and may not be representative of the experiences of all clients or with other services.
Testimonials are not a guarantee of future performance or success.
***Please use the following links to access the WealthForge Form CRS Document and WealthForge Reg BI Firm Document.