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Compliance

SEC Finalizes Modernized Registered Investment Adviser Marketing Rule

RIA in a Box January 19, 2021 0

Fintech Straight Through Processing COVID-19

Altigo Year in Review

With the arrival of the pandemic, 2020 brought a substantial shift in the way business is conducted. Firms that allocate to alts ...
Heather Acey December 21, 2020 0

Fintech Straight Through Processing COVID-19 Compliance

Ongoing RIA Compliance Considerations with Remote Work

RIA in a Box December 9, 2020 0

Alternatives Advisors Straight Through Processing

Allocations to Alternatives: What RIAs Are Saying

The alternative investment industry accounts for over $10 trillion and is expected to continue growing. And yet, many alternative ...
Ryan Gunn November 6, 2020 0

FINRA SEC Advisors

How Will the Newly Expanded Accredited Investor Definition Affect Wealth Managers?

On August 26th, 2020, the SEC amended the definition of accredited investor, an identifier of individuals and entities that are ...
Mat Dellorso September 8, 2020 0

Real Estate Advisors

There is a Gap Between Investor Interest in and RIA Allocations to Real Estate Investments

When investors think of investments outside of stocks and bonds, often the first thing that comes to mind is real estate. Real ...
Ryan Gunn August 25, 2020 0

Fintech Advisors Straight Through Processing

Advisors are Failing Their Best Investors When it Comes to Alternative Investments

High net worth investors come with different investing preferences and a broader set of investment options than the average ...
Ryan Gunn August 20, 2020 0

Fintech Straight Through Processing COVID-19

The Rise of FinTech During COVID-19

Financial services is one of the most highly regulated industries in the United States. The complexities of regulation create a ...
Ryan Gunn July 8, 2020 0

Alternatives Fintech Advisors Straight Through Processing Altigo

The Difference Between Electronic Signature and Straight Through Processing for Alternative Investments

With remote work becoming more prevalent, many wealth management firms are looking into technology solutions that digitize ...
Ryan Gunn June 15, 2020 0

1031 Exchange Straight Through Processing Altigo

Is COVID-19 Creating a Rush on 1031 Exchange Equity?

The coronavirus pandemic has had rippling effects on the economy over the past several months, including sending stocks into a ...
Bill Robbins May 8, 2020 0
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