On August 26th, 2020, the SEC amended the definition of accredited investor, an identifier of individuals and entities that are ...
As broker-dealers prepare to implement policies to comply with the SEC’s Regulation Best Interest (Reg BI), one requirement they ...
The omnibus bill (The JOBS Act 3.0), as described by Representative Jeb Hensarling in an op ed for the Wall Street Journal, ...
On February 6, 2018, SEC Commissioner Michael Piwowar spoke at the University of Richmond School of Businessas part of its Robins ...
Historically, investing in securities has been a largely manual process with documents being mailed or faxed back and forth to be ...
This morning in our nation’s capital, the SEC voted to approve the final rules for Title III of the JOBS Act, commonly referred ...
On Monday, an article on the cover of the WSJ highlighted a recent enforcement action against California-based Sand Hill ...
When reading Inc. Magazine, Fast Company, TechCrunch or any other startup-related news sources out there, you’ll notice a ...
A new way to do things opens up hazards that can be hard to navigate. We’ve all done it, jumped in to something we thought we ...
Much attention has recently been given to the JOBS Act and its impact on the ability of companies to raise capital through ...