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Issuers Broker Registration Compliance Reg A JOBS Act

Do You Need A Broker-Dealer For A Regulation A+ Offering?

The following is a guest post written by Kendall Almerico. Kendall Almerico is an attorney based in Washington DC whose practice ...
Kendall Almerico March 29, 2018 1

Securities SEC JOBS Act

Ask Reves: Look Before You Leap

  A new way to do things opens up hazards that can be hard to navigate. We’ve all done it, jumped in to something we thought we ...
Remy Griggs October 31, 2014 0

JOBS Act Broker-Dealer SEC Regulation Capital Raise

The Importance of a Broker-Dealer

  Much attention has recently been given to the JOBS Act and its impact on the ability of companies to raise capital through ...
Kevin Walsh October 28, 2014 0
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