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FINRA SEC Advisors

How Will the Newly Expanded Accredited Investor Definition Affect Wealth Managers?

On August 26th, 2020, the SEC amended the definition of accredited investor, an identifier of individuals and entities that are ...
Mat Dellorso September 8, 2020 0

Real Estate Advisors

There is a Gap Between Investor Interest in and RIA Allocations to Real Estate Investments

When investors think of investments outside of stocks and bonds, often the first thing that comes to mind is real estate. Real ...
Ryan Gunn August 25, 2020 0

Fintech Advisors Straight Through Processing

Advisors are Failing Their Best Investors When it Comes to Alternative Investments

High net worth investors come with different investing preferences and a broader set of investment options than the average ...
Ryan Gunn August 20, 2020 0

Alternatives Fintech Advisors Straight Through Processing Altigo

The Difference Between Electronic Signature and Straight Through Processing for Alternative Investments

With remote work becoming more prevalent, many wealth management firms are looking into technology solutions that digitize ...
Ryan Gunn June 15, 2020 0

Advisors Cybersecurity

Remote Work: Cybersecurity Tips for Financial Services Professionals

As much of the world transitions to working remotely, it is important to make sure that you are doing so safely and securely. ...
Chris Rohde April 29, 2020 0

Alternatives SEC Advisors

Reg BI: The Care Obligation and Reasonable Alternatives

As broker-dealers prepare to implement policies to comply with the SEC’s Regulation Best Interest (Reg BI), one requirement they ...
Chris Rohde March 20, 2020 0

Fintech Advisors

Change is Hard: 5 Steps to Successfully Roll Out New Advisor Technology at Your Firm

Financial advisory firms tend to be slow at adopting technology. As recently as 2018, the majority of firms didn’t have basic ...
Ryan Gunn January 31, 2020 0

Fintech Advisors

5 Challenges Hindering Technology Adoption by Financial Advisors

While the financial industry as a whole is rather quick to adapt to the digital age, not all segments of the industry are equally ...
Ryan Gunn November 7, 2019 0

Advisors

Unprepared Advisors Stand to Collectively Lose Trillions in AUM in Wealth Transfer

Advisors could be in trouble. Over the next 25 years, baby boomers are expected to pass $68 trillion on to their children in the ...
Ryan Gunn October 16, 2019 0

Alternatives Fintech Advisors

How Custodians Retain Advisors and Attract New Firms

Custodians compete over advisors who manage the approximately $46 trillion in invested assets in the United States. But not all ...
Ryan Gunn September 20, 2019 0
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WealthForge Holdings, Inc. is a diversified financial services company focused on providing alternative securities transaction solutions to our customers. WealthForge Holdings, Inc. includes subsidiaries that specialize in providing technology solutions and facilitating alternative securities transactions. WealthForge Holdings, Inc. is the parent company of WealthForge Securities, LLC and WealthForge Technologies, LLC. WealthForge Holdings, Inc.; WealthForge Securities, LLC; and WealthForge Technologies, LLC are separate but affiliated companies. All securities and investment products are offered by WealthForge Securities, LLC, a registered broker-dealer with FINRA and member of SIPC. Check the background of this firm on FINRA's BrokerCheck.