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Broker Registration Securities

Dallas Seller’s Club, Part 2: When is a Note a Security?

This is the second installment in a series of posts about SEC enforcement action against Retirement Surety, LLC, Crescendo ...
Abby Johansen November 20, 2017 0

1031 Exchange Taxes

Proposed Tax Changes Will Not Eliminate the 1031 Exchange

  Within the last few weeks the Republican leadership in both the House and Senate released their tax plans. In light of this, we ...
Chris Rohde November 17, 2017 0

Press Capital Raise Fintech Reg A

WealthForge Debuts Its First Regulation A Offering with New Investor Workflow

  On October 25th, WealthForge launched our first Regulation A offering on our platform. The issuer, a community-driven fitness ...
Bill Robbins November 14, 2017 0

Investing Real Estate 1031 Exchange

DST & TIC: 1031 Co-Ownership Replacement Properties

Section 1031 of the US Internal Revenue Code (IRC) allows for an exchange of one investment property, usually real estate, for ...
Ryan Gunn November 14, 2017 2

Investing Real Estate 1031 Exchange Taxes

What is a 1031 Exchange?

Section 1031 of the US Internal Revenue Code (IRC) allows for an exchange of one investment property, often real estate, for ...
Ryan Gunn November 6, 2017 0

Returns Capital Raise Venture Capital

The Struggles of Raising Capital for Female Founders (and Why Investors Are Missing Out)

Women-led businesses are the fastest growing segment of entrepreneurship in America. But there is a significant gap in funding. ...
Ryan Gunn October 31, 2017 0

Broker Registration SEC Securities Compliance

Dallas Seller’s Club, Part 1: The “Gray Area” in Unregistered Brokerage Activity

This is the first installment in a series of posts about SEC enforcement action against Retirement Surety, LLC, Crescendo ...
Abby Johansen October 31, 2017 0

Reg D Reg A IPO

The Difference Between Regulation A and Other Capital Raise Options

The JOBS Act of 2012 created and revised various methods for small and emerging companies to raise capital. Regulation A (Reg A), ...
Ryan Gunn October 10, 2017 0

General Solicitation Capital Raise Reg D

5 Surprising Cities for Form D Capital Raise Activity

Prior to the JOBS act, which introduced the ability to market some securities online through “general solicitation,” issuers were ...
Ryan Gunn October 4, 2017 0

Alternatives Fintech Advisors

The Pillars of the RIA Technology Stack

The financial services market is evolving. Client demographics are changing; millennials—primed to inherit an immense sum in ...
Ryan Gunn August 23, 2017 0