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Fintech Cybersecurity

Lessons from Facebook’s Follies: Are you Doing Enough to Protect your Investors’ Privacy?

As you’ve probably seen, Facebook has recently been in the news for all the wrong reasons. Facebook’s CEO, Mark Zuckerberg, has ...
Tim Boykin April 16, 2018 0

Real Estate

The Howey Test: When is a Real Estate Interest a Security?

The real estate industry adopted the provisions of the JOBS Act, particularly general solicitation using 506(c), earlier and more ...
Tim Boykin April 10, 2018 0

Events Alternatives Fintech

Automating a Revolution in Private Capital: A Recap of ADISA 2018

At WealthForge, we have an expression: Where capital goes, progress follows. So it was with great interest that I attended the ...
Bill Robbins April 6, 2018 0

Advisors

8 Things to Include When Marketing Your Offering to Advisors

Many issuers rely on their own investor networks, but if you are seeking a broader reach for your offering, marketing to ...
Ricky Segers April 3, 2018 1

Alternatives Advisors

5 Misconceptions about Investments in Private Securities

Private securities investments are inherently more risky, subject to restrictions, have longer hold periods, and higher fees than ...
Mat Dellorso March 22, 2018 1

Fintech Cybersecurity

4 Technology Tools to Make Managing Your Capital Raise Easier

There are a lot of moving pieces when it comes to raising capital. But, the internet has made the process easier and more ...
Kyle Engelken March 20, 2018 0

Returns Alternatives Liquidity Advisors

3 Reasons Advisors Shouldn’t Recommend Alternative Investments to Their Clients (And 3 Reasons Why They Should)

Broadly speaking, alternative assets include interests in direct participation programs, venture capital, private equity, hedge ...
Kyle Engelken March 8, 2018 0

SEC

SEC Shifts Focus to Capital Formation

On February 6, 2018, SEC Commissioner Michael Piwowar spoke at the University of Richmond School of Businessas part of its Robins ...
Chris Rohde March 8, 2018 0

Why You Should Worry About Blue Sky Filings

On the federal level, when you sell a security in the United States, you must either register that security or sell it under a ...
Chris Rohde February 12, 2018 1

Why Investors Need to Perform Their Own Diligence (Even for Offerings that Go Through a Broker-Dealer)

A key component of WealthForge Securities’ business is the diligence we perform on all of the Regulation D offerings that we ...
Ricky Segers February 7, 2018 0