NOTE: WealthForge no longer offers services and technology for Regulation A offerings. Click to view our current services for ...
October 11, 2018
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Last year, the SEC reported 53 standalone enforcement actions in its “Broker Dealer” category. As a matter of public policy, ...
September 17, 2018
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Fintech Straight Through Processing
Last month, WealthForge hosted a round table in Richmond, VA with local business and securities attorneys to discuss the emerging ...
September 11, 2018
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Last month Tim Boykin, WealthForge’s corporate counsel, and Jim Raper, Chief Compliance Officer, sat down with Kim Lisa Taylor, ...
August 28, 2018
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There appears to be a tangible shift in our industry, as discussed in many of the industry conferences this year, toward ...
August 15, 2018
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NIGO is an acronym that stands for “not in good order.” In investments, insurance, or pretty much any other industry that ...
August 9, 2018
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There is a long and unresolved debate about the exact definitions of User Experience (UX) and User Interface (UI). We won’t wade ...
July 23, 2018
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The omnibus bill (The JOBS Act 3.0), as described by Representative Jeb Hensarling in an op ed for the Wall Street Journal, ...
July 23, 2018
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When prospective investors decide to make an alternative investment, the documentation process is often overwhelming. Paper-based ...
July 5, 2018
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As an issuer, you may be thinking why would I want or need another person involved in my offering? You already have your team, ...
June 14, 2018
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