<img height="1" width="1" style="display:none" src="https://www.facebook.com/tr?id=533208126839177&amp;ev=PageView&amp;noscript=1">

Investors Regulation Cybersecurity Subscription Automation

How Manual Investment Processes Expose You to Risk

According to SEC Form D data, $1.7 trillion was invested into private offerings under Regulation D in 2017. Nearly all of those ...
Ryan Gunn October 26, 2018 0

Reg A Crowdfunding Issuers

Why Successful Reg CF Issuers Should Consider Reg A for Their Next Raise

Regulation CF (also known as crowdfunding) is an exemption to the Securities Act that allows issuers to raise up to $1.07 million ...
Ryan Gunn October 11, 2018 0

Broker-Dealer Broker Registration

6 Factors to Determine if You Are an Unregistered Broker

Last year, the SEC reported 53 standalone enforcement actions in its “Broker Dealer” category. As a matter of public policy, ...
Brandy Brown September 17, 2018 0

Fintech Issuers Subscription Automation

2 Technology Tools Securities Attorneys Can Recommend to Issuer Clients

Last month, WealthForge hosted a round table in Richmond, VA with local business and securities attorneys to discuss the emerging ...
Chris Rohde September 11, 2018 0

Regulation Broker Registration Compliance Issuers

Do You Need a Securities License?

Last month Tim Boykin, WealthForge’s corporate counsel, and Jim Raper, Chief Compliance Officer, sat down with Kim Lisa Taylor, ...
Ryan Gunn August 28, 2018 0

Press

WeathForge Places at #932 on the Inc. 5000

On August 15, 2018, Inc. magazine announced the Inc. 5000, their annual list of the nation’s fastest-growing private companies, ...
Ryan Gunn August 16, 2018 0

Events Fintech

Breaking Tech-Adoption Paralysis: A Recap of the 2018 IPA Ops Tech Innovation Forum

  There appears to be a tangible shift in our industry, as discussed in many of the industry conferences this year, toward ...
Kevin Zwick August 15, 2018 0

Investors Capital Raise Fintech

What Are NIGO Documents?

NIGO is an acronym that stands for “not in good order.” In investments, insurance, or pretty much any other industry that ...
Ryan Gunn August 9, 2018 0

Fintech

UX vs UI: How FinTech Companies Can Build Trust Through Software

There is a long and unresolved debate about the exact definitions of User Experience (UX) and User Interface (UI). We won’t wade ...
Terry Weatherstone July 23, 2018 0

Investors Regulation FINRA SEC

How JOBS Act 3.0 Will Affect Alternative Investment Markets

The omnibus bill (The JOBS Act 3.0), as described by Representative Jeb Hensarling in an op ed for the Wall Street Journal, ...
Chris Rohde July 23, 2018 0