Advisors
Cybersecurity
As much of the world transitions to working remotely, it is important to make sure that you are doing so safely and securely. ...
Chris Rohde
April 29, 2020
Alternatives
SEC
Advisors
As broker-dealers prepare to implement policies to comply with the SEC’s Regulation Best Interest (Reg BI), one requirement they ...
Chris Rohde
March 20, 2020
FINRA
SEC
The omnibus bill (The JOBS Act 3.0), as described by Representative Jeb Hensarling in an op ed for the Wall Street Journal, ...
Chris Rohde
July 23, 2018
SEC
On February 6, 2018, SEC Commissioner Michael Piwowar spoke at the University of Richmond School of Businessas part of its Robins ...
Chris Rohde
March 8, 2018
1031 Exchange
Taxes
Within the last few weeks the Republican leadership in both the House and Senate released their tax plans. In light of this, we ...
Chris Rohde
November 17, 2017
1031 Exchange
Taxes
After tabling the plan to repeal and replace the Affordable Care Act (also known as Obamacare), the legislative focus in ...
Chris Rohde
August 17, 2017