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Author: Bret Daniel

Bret Daniel

Bret is part of the legal team at WealthForge where he manages client contract flow, internal policy development, and contributes thought leadership on issues ranging from tax to employment law. Bret brings a small business background to WealthForge and is currently a law student at the University of Richmond.

Cybersecurity

"Spear-Phishing": Could You Be a Target?

Don’t be a hogfish. If you have ever been spearfishing, you know that hogfish make for easy targets. These amber colored reef ...
Bret Daniel April 14, 2017 0

Registered or Not, Here They Come

Investment advisers are on notice. In 2016, the SEC brought a record 160 enforcement actions involving investment advisers or ...
Bret Daniel February 16, 2017 0

SEC

Attorney Sanctioned for Unregistered Broker-Dealer Activity

The SEC crackdown on unregistered entities continues to grab headlines. Recently, we wrote about the importance of complying with ...
Bret Daniel September 13, 2016 0

PATH Act: What It Means For Investors

Raising private capital should not be complicated. That’s what we believe at WealthForge and that sentiment is gaining traction ...
Bret Daniel April 15, 2016 0
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