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Author: Brandy Brown

Brandy Brown

Brandy is part of the legal team at WealthForge, where she focuses on GDPR cybersecurity compliance and handles tasks ranging from corporate governance and regulatory matters to intellectual property management. Brandy earned a bachelor’s degree from the University of Central Florida and is currently a law student at the University of Richmond, where she researches securities litigation and serves as both Secretary and Hospitality Chair to the Client Counseling and Negotiation Board.
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Broker Registration Broker-Dealer

6 Factors to Determine if You Are an Unregistered Broker

Last year, the SEC reported 53 standalone enforcement actions in its “Broker Dealer” category. As a matter of public policy, ...
Brandy Brown September 17, 2018 0
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