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Author: Abby Johansen

Abby Johansen

Abby is a part of the legal team at WealthForge where she manages state business licensing compliance and handles tasks ranging from corporate governance to compiling management team minutes. Abby is currently a law student at the University of Richmond, where she is a member of the Journal of Law and Technology and serves as Vice President for the Student Intellectual Property Association.
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SEC

Dallas Sellers Club, Part 3: Punishment for Unregistered Brokerage Activity

This is the third installment in a series of posts about SEC enforcement action against Retirement Surety, LLC, Crescendo ...
Abby Johansen February 6, 2018 0

Dallas Seller’s Club, Part 2: When is a Note a Security?

This is the second installment in a series of posts about SEC enforcement action against Retirement Surety, LLC, Crescendo ...
Abby Johansen November 20, 2017 0

SEC

Dallas Seller’s Club, Part 1: The “Gray Area” in Unregistered Brokerage Activity

This is the first installment in a series of posts about SEC enforcement action against Retirement Surety, LLC, Crescendo ...
Abby Johansen October 31, 2017 0

Understanding Blue Sky Laws

Where does a company turn to understand state-level regulations imposed upon it? Blue sky laws of course.  These descriptively ...
Abby Johansen April 28, 2017 0
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