Evaluating investment opportunities for your clients and ensuring their compliance takes time and resources away from other important aspects of running your business.
We provide the diligence needed to complete a private securities transaction including issuer, offering and investor due diligence. This includes everything from bad actor checks to investor suitability, KYC, AML, FinCEN, OFAC and more.
We compile all offering documentation for advisors in a comprehensive data room allowing you to conduct your own research and connect with issuer management teams to evaluate potential investment opportunities.
Offerings on our platform can be custodied by major firms including TD Ameritrade, Schwab and Fidelity.