Our compliance experts save you time by managing your back office

End-to-end Management

End-to-end Management

Efficient Process

Efficient Process

Experienced Broker-Dealer

Experienced Broker-Dealer

Industry Leader

Industry Leader

Flexible Pricing

Flexible Pricing

AML, OFAC, FinCEN and Bad Actor checksCheck

Suitability and KYC approval Check

Investor accreditation Check

Escrow administration Check

SEC Form D and State Blue Sky filingsCheck

Books and records management Check

End-to-end back office management

Focus on your business, not your back office

As a registered firm, our team of compliance experts specializing in Reg D 506(b) and 506(c) offerings are here to take care of the time-consuming back office activities involved with raising private capital. This allows you to focus on the people and relationships that are important to advancing your business.


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Efficient transaction processing

Leverage an entire team focused on efficency and compliance

» Optimized workflows developed by a managing broker dealer to help speed up the overall process.

» Expertise in 506(c) offerings giving you the ability to more widely promote your deal.

» A dedicated point of contact for investor questions about the process.

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*Testimonials may not be representative of the experience of all clients. Testimonials are not a guarantee of future performance or success.

The Issuer Exemption Demystified

Experienced Broker Dealer

We'll manage the process, you manage the relationships

» We mitigate the regulatory risk for your offering.

» You're not just limited to working with us—work with as many marketing portals as you'd like to promote your offering.

» We provide success-based compensation to registered representatives.


Do you know if you are exempt from registration? Learn more about the Issuer's Exemption in our whitepaper.


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We're an industry leader

With a proven track record that shows results

» WealthForge was the fourth most active broker dealer in US private placements last year, according to our research and 2015 SEC initial Form D filings.

» More than $4B offerings reviewed, over $300M in historical transaction volume and more than 6,000 investments.

We conducted extensive research of initial Form D filings to uncover and identify trends. View the abstract here or request the full report below.


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WealthForge 4th Most Active Broker-Dealer

Pricing that works for you

We've got flexible pricing solutions to meet your needs, whether it's your first or fifteenth private capital raise.

Use our dashboards to view and organize current and past private capital raises, allowing you to keep your documents in one safe, secure place—at no charge. Then, when you're ready to start your next raise, get your documents reviewed by compliance experts and receive your Invest Button for a low, ongoing fee.


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NO COST

Upload, store and organize offering documents.

» Or, get started for as low as $7.5K «

GET PRICING

Answer 3 simple questions to help determine which solution could provide the most value for you.  A member of our sales team will be in touch to answer any questions you may have.

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QUESTIONS?

A member of our sales team will be in touch to answer any questions you may have. Also, receive access to our complimentary Issuer Dashboard where you can organize and store offering documents.

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